What Taiwan examiners usually ask in week one
Field notes on the first-week questions Taiwanese supervisors often raise during fintech examinations — and how audit evidence should answer them.
Field notes
Notes from audit rooms and examination weeks
Short pieces on reconciliations, safeguarding, multi-licence scoping, and the questions Taiwanese examiners raise early — written for operators who live those calendars.
Building a reconciliation pack that survives sampling
Practical guidance for fintech finance teams on structuring reconciliation packs so audits and examinations can sample them without chasing missing pages.
Client-money segregation — policy language vs account reality
How digital wealth and brokerage fintechs in Taiwan can align safeguarding policies with the bank accounts and custodian mandates auditors actually test.
Scoping an audit when your fintech has three licences
Advice on scoping regulatory controls audits when a Taiwan fintech holds multiple licences and shared operations teams.