Audit engagement
Pre-Examination Readiness Audit
A compressed dry-run before supervisory fieldwork — document packs, interview readiness, and the gaps that usually surface in the first week of an exam.
Request this audit
When to book
Four to twelve weeks before an announced or anticipated supervisory examination. Ideal when prior findings remain open or when new products launched since the last visit.
What we do
- Inventory the document list examiners commonly request for your licence class
- Stress-test whether owners can retrieve samples within examination timelines
- Coach interview leads on how to narrate control ownership without over-promising
- Produce a short readiness scorecard and a gap list with owners
Deliverable
A readiness pack index, gap tracker, and briefing notes for your examination war room — designed for counsel and compliance to co-own.
Ready to scope this engagement?
Tell us your licence type, examination window, and where your control evidence currently lives. We reply within two business days.
Start an inquiry